general compliance - chinese investment bank in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 30,000 - HK$ 35,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 - HK$ 35,000 per month
reference number
91M0127450_1545036370
contact
nicole hui, randstad hong kong
apply now

job description

about the company.

Our client is a sfc licensed financial services with strong presence in Asia.
about the job.
  • Draft and review policy and procedure when necessary to comply with regulatory standard
  • Liaise with SFC about the license applications and answer all enquiries from SFC about different types of applications
  • Implement the new compliance regular tasks by liaising with different departments
  • Develop and implement the new compliance checking
  • Monitor the trading patterns of the targeted SFC license representatives
  • Responsible for documentation and development of the compliance trail
skills & experiences required.
  • Bachelor's degree in Accounting, Economics, Finance or Law
  • At least 3 years of relevant general compliance experience in Securities companies or banks
  • Good presentation and demonstration skills
  • ACCA/HKICPA qualification preferred
  • Good communications skill with fluency in both Mandarin and English

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

general compliance, private banking and corporate banking

qualification

general compliance, private banking and corporate banking

responsibilities

General Compliance - Chinese Investment Bank

educational requirements

Bachelor Degree