general compliance, avp level - pwm banking in Hong Kong

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job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
hk$ 500,000 - hk$ 600,000 per year
reference number
91M0096469_1541487176
contact
nicole hui, randstad hong kong
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job description

about the company

A well-known and expanding bank in Asia which focuses on Private Banking and Corporate Banking Business.
about the job
  • Assist the Head of Legal & Compliance to review all policies and procedures to ensure them comply with the regulatory requirements
  • Interpret laws, rules and regulations for business, provide advisory support to the management and associates on legal matters
  • Liaise with regulators and business units
skills & experiences required
  • Bachelor’s degree or above in Law, Accounting or Company Secretary
  • Knowledge of Sales Suitability/PI regimes
  • At least 5 years’ relevant work experience in corporate banking, private banking or private wealth management
  • Knowledge of Banking Ordinance, SFO and the HKMA/SFC rules
  • Good interpersonal skills and problem solving skills
  • Proficient in written and spoken English and Chinese (Mandarin and Cantonese)
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on +852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Sales Suitability/PI regimes

qualification

no additional qualifications required

responsibilities

General Compliance, AVP level - PWM Banking

educational requirements

Bachelor Degree