general compliance associate, securities firm in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 28,000 - HK$ 30,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 28,000 - HK$ 30,000 per month
reference number
91M0145965_1597509369
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a financial service with full SFC license and strong presence in the region. about the job.
  • Conduct compliance monitoring according to the compliance program
  • Handle general compliance related and deal with SFC regulatory
  • Handle staff dealing and annual declaration
  • andle trade surveillance to detect and mitigate irregular trades
  • Support the delivery of compliance training to staff and license person
  • Handle ad hoc projects as assigned by management
skills & experiences required.
  • 2 -3 years compliance experience in securities industry
  • General knowledge of Securities and Futures Ordinance and related regulatory requirements issued by the SFC
  • Good interpersonal and communication skills
  • Fluency in Mandarin, English and Chinese
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

General Compliance Associate, Securities Firm

qualification

General Compliance Associate, Securities Firm

responsibilities

General Compliance Associate, Securities Firm

educational requirements

Bachelor Degree