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ficc trade surveillance, senior officer.

job details

summary

    job details

    about the company

    Our client is one of the Top-Tier European Investment Banks with a strong presence globally.

    about the job

    • Performing day-to-day trade surveillance and monitoring for APAC
    • Conducting compliance monitoring review, scenario reviews, analyzing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing suggestions on remediation when necessary,
    • Collaborate with First Line of Defense in any breaches or market abuse surveillance related activities
    • Work closely with Traders and Compliance Advisory team to implement appropriate resolutions
    • Assist in ad hoc assignment

    skills & experiences required

    • University Degree in Finance, Law, Accounting or Economics
    • At least 3 years compliance experience in FICC trade surveillance/trade support function
    • Strong command in both written and spoken English

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk




    about the company

    Our client is one of the Top-Tier European Investment Banks with a strong presence globally.

    about the job

    • Performing day-to-day trade surveillance and monitoring for APAC
    • Conducting compliance monitoring review, scenario reviews, analyzing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing suggestions on remediation when necessary,
    • Collaborate with First Line of Defense in any breaches or market abuse surveillance related activities
    • Work closely with Traders and Compliance Advisory team to implement appropriate resolutions
    • Assist in ad hoc assignment

    skills & experiences required

    • University Degree in Finance, Law, Accounting or Economics
    • At least 3 years compliance experience in FICC trade surveillance/trade support function
    • Strong command in both written and spoken English

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk