job details
about the company
Our client is one of the Top-Tier European Investment Banks with a strong presence globally.
about the job
- Performing day-to-day trade surveillance and monitoring for APAC
- Conducting compliance monitoring review, scenario reviews, analyzing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing suggestions on remediation when necessary,
- Collaborate with First Line of Defense in any breaches or market abuse surveillance related activities
- Work closely with Traders and Compliance Advisory team to implement appropriate resolutions
- Assist in ad hoc assignment
skills & experiences required
- University Degree in Finance, Law, Accounting or Economics
- At least 3 years compliance experience in FICC trade surveillance/trade support function
- Strong command in both written and spoken English
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
about the company
Our client is one of the Top-Tier European Investment Banks with a strong presence globally.
about the job
- Performing day-to-day trade surveillance and monitoring for APAC
- Conducting compliance monitoring review, scenario reviews, analyzing transactions alert detected investigations throughout the analysis process, generating reports of findings and providing suggestions on remediation when necessary,
- Collaborate with First Line of Defense in any breaches or market abuse surveillance related activities
- Work closely with Traders and Compliance Advisory team to implement appropriate resolutions
- Assist in ad hoc assignment
skills & experiences required
- University Degree in Finance, Law, Accounting or Economics
- At least 3 years compliance experience in FICC trade surveillance/trade support function
- Strong command in both written and spoken English
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk