summary

randstad hong kong
HK$1,100,000 - HK$1,600,000, per year, Bonus
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0168178_1648622717

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job details

about the company

Our client is a top tier Corporate and Investment Bank with a strong presence in the region.

about the job

You will monitor the changes and development on relevant local new laws, rules and regulations
You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys
Handle local compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare various MIS and incident reports
Prepare and update local compliance policies and procedures
Participate in various local compliance governance meetings and compliance projects in relation to Global Markets Compliance
Review new business and product proposals or transactions and approve in accordance with delegated authority
Respond promptly to enquiries on compliance related matters
Periodic review, update and introduction of Compliance policy and procedures to ensure continuing relevance; and provide guidance, interpretation and direction to business stakeholders
Assist business stakeholders and various compliance teams to keep abreast of regulatory developments and in the interpretation of regulatory changes and their likely impact on the business and its processes, procedures, controls and products (gap analysis)

skills & experiences required

Bachelor degree holder or equivalent educational experience
Minimum 8 to 10+ years’ experience working in corporate bank or investment bank
Strong knowledge of FICC market structures, products (specifically FX and Rates products)
Knowledge of China and Hong Kong banking regulations, including CBRC, PBOC, CSRC, SAFE and HKMA laws and regulations - an added advantage
Ability to multi-task and independently drive responses to regulatory/exchange compliance issues/queries
Solid awareness of controls and governance
Outstanding interpersonal and communication skills
Strong communication and presentation skills in fluent English and ideally Mandarin

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

about the company

Our client is a top tier Corporate and Investment Bank with a strong presence in the region.

about the job

You will monitor the changes and development on relevant local new laws, rules and regulations
You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys
Handle local compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare various MIS and incident reports
Prepare and update local compliance policies and procedures
Participate in various local compliance governance meetings and compliance projects in relation to Global Markets Compliance
Review new business and product proposals or transactions and approve in accordance with delegated authority
Respond promptly to enquiries on compliance related matters
Periodic review, update and introduction of Compliance policy and procedures to ensure continuing relevance; and provide guidance, interpretation and direction to business stakeholders
Assist business stakeholders and various compliance teams to keep abreast of regulatory developments and in the interpretation of regulatory changes and their likely impact on the business and its processes, procedures, controls and products (gap analysis)

skills & experiences required

Bachelor degree holder or equivalent educational experience
Minimum 8 to 10+ years’ experience working in corporate bank or investment bank
Strong knowledge of FICC market structures, products (specifically FX and Rates products)
Knowledge of China and Hong Kong banking regulations, including CBRC, PBOC, CSRC, SAFE and HKMA laws and regulations - an added advantage
Ability to multi-task and independently drive responses to regulatory/exchange compliance issues/queries
Solid awareness of controls and governance
Outstanding interpersonal and communication skills
Strong communication and presentation skills in fluent English and ideally Mandarin

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

key responsibilities
- FICC / Fixed Income Compliance
- VP / SVP - Investment Bank
skills
- ficc compliance
- fixed income compliance
- FX
- interest rates
- SFC
- global markets compliance
- brokerage
- securities
qualifications
- Bachelor degree holder or equivalent educational experience
  Minimum 8 to 10+ years’ experience working in corporate bank or investment bank
  Strong knowledge of FICC market structures
- FX or Rates
education
- Bachelor Degree

1 of 8
apply with randstad.
Applying with us is easy. We will review your application and see if you are a good fit for the job and the company.
2 of 8
we’ll give you a call.
Our consultant will call you to discuss your application and further career aspirations if you're suitable for a role.
3 of 8
getting you registered.
If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility to work in Hong Kong SAR.
4 of 8
compliance check.
Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
5 of 8
reference and background check.
As part of the process in ensuring you’re perfect for the role, we’ll make contact with any relevant references you’ve provided.
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the perfect job for you.
Our expert team will either arrange an interview for the role you’ve applied for, or if they believe there’s a better opportunity, they’ll suggest alternative options too.
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the interview.
If a job which you have applied for requires an interview, we will ensure you are fully prepared and know exactly what to expect - good luck!
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start your new job.
Congratulations, you’re ready to begin your new job. The team will ensure that you’re fully prepared for your first day.

RJ

rouella jose landicho

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- Permanent
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- Full-Time
posted 27 may 2022
about the companyOur client is one of the largest French Banks in the world. Founded in the late 1800s, the bank now operates in more than 40 countries and has 50+ million users. They are currently looking for a Payment Operations Analyst to assist their business in their Hong Kong Capital Markets Operations team.about the teamYou will work under the Capital Markets Operations departmentBe one of the first point of contacts for complex queries/amendments from the Front Officeabout the jobHandle daily management of the Market Data: Creation of different instruments and data control in the referential data base and several FO/BO systemsResponsible for Improvement of the Market Data quality within the bankWork with front, middle and back office to resolve market data related issues.Support business development and volume increaseskills & experiences requiredUniversity degree with 4-6 years of experience Technical Skills: Bloomberg, Reuters, MO Pack-Office (PWT, Excel)Good knowledge of financial products and understanding of the operational risks involved in Fixed Income products Good analytical, organizational and interpersonal skill, ability to intervene in several sensitive systemsTo apply online, please click on the link below. Alternatively, for a confidential discussion please contact Kira Tang on + 852 2232 3492 or email: kira.tang@randstad.com.hk
view job

ficc / fixed income compliance, vp / svp - investment bank.

job details

key responsibilities

skills

qualifications

education

the application process.

apply with randstad.

we’ll give you a call.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview.

start your new job.

get in touch

rouella jose landicho

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global markets fp&a - vp | foreign investment bank

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