ficc compliance manager - expanding cib in Hong Kong

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job details

hong kong
banking & financial services
job type
HK$ 1,400,000 - HK$ 1,600,000 per year
reference number
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is an expanding North American Corporate and Investment Bank.
about the job
  • You will ensure that the Hong Kong branch and global markets compliance program effectively manage the regulatory, compliance risks inherent in the business activities in Hong Kong.
  • The role will primarily support the Hong Kong branch and Global Markets product operations in Hong Kong and will play a key role in representing these lines of business to HKMA and SFC regulators and managing the regulatory relationship.
  • You will report to the Hong Kong Compliance Head and provide second-line of defense advice and oversight to ensure that the compliance program is conducted in accordance with internal policies and applicable laws and regulations.
skills & experiences required
  • University degree
  • At least 5-8 years of relevant FICC/Fixed Income compliance experience
  • Excellent knowledge and understanding of the Hong Kong Banking and securities regulations
  • Excellent experience liaising with the HKMA and SFC
  • Strong knowledge of industry best practices in compliance, governance and risk management
  • Good understanding and knowledge of Corporate Banking, Trade Finance and Global Markets Trading products business
  • Excellent verbal and written communication skills in English and Chinese languages

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or