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summary

hong kong
randstad hong kong
HK$60,000 - HK$120,000 per month
permanent
full-time

specialism
banking & financial services
sub specialism
investment banking
reference number
91M0171773_9529371123300519896

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job details

about the company

Our client is a Leading European Investment Bank with expanding business globally

about the team

Westernise culture
English documentation & daily communication

...

about the job

To provide compliance advisory to global markets business, with a focus on FICC desk
To perform compliance monitoring on business activities and ensure completion of compliance review
To assess new business initiatives, product and transaction approvals
Maintain and modify control mechanisms to ensure compliance with laws and regulations
Provide compliance training to business and supporting staffs

skills & experiences required

University Degree in Law, Accounting, Finance or relevant field
Minimum 5 years market compliance experience. Candidates with more experience would be considered for VP level
Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage
Strong command in spoken and written English and Chinese are required

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk

about the company

Our client is a Leading European Investment Bank with expanding business globally

about the team

Westernise culture
English documentation & daily communication

about the job

To provide compliance advisory to global markets business, with a focus on FICC desk
To perform compliance monitoring on business activities and ensure completion of compliance review
To assess new business initiatives, product and transaction approvals
Maintain and modify control mechanisms to ensure compliance with laws and regulations
Provide compliance training to business and supporting staffs

skills & experiences required

University Degree in Law, Accounting, Finance or relevant field
Minimum 5 years market compliance experience. Candidates with more experience would be considered for VP level
Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage
Strong command in spoken and written English and Chinese are required

...

key responsibilities
To provide compliance advisory to global markets business, with a focus on FICC desk
To perform compliance monitoring on business activities and ensure completion of compliance review
To assess new business initiatives, product and transaction approvals
Maintain and modify control mechanisms to ensure compliance with laws and regulations
Provide compliance training to business and supporting staffs
experience
7 years
skills
Compliance, global markets, advisory, FICC, fixed income, foreign exchange, secondary market
qualifications
University Degree holder
Minimum 7 years market compliance experience
Knowledge in global markets business and regulations. Knowledge of FICC products would be an advantage
education
Bachelor Degree

apply with randstad.
Applying with us is easy. We will review your application and see if you are a good fit for the job and the company.
we’ll give you a call.
Our consultant will call you to discuss your application and further career aspirations if you're suitable for a role.
getting you registered.
If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility to work in Hong Kong SAR.
compliance check.
Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
reference and background check.
As part of the process in ensuring you’re perfect for the role, we’ll make contact with any relevant references you’ve provided.
the perfect job for you.
Our expert team will either arrange an interview for the role you’ve applied for, or if they believe there’s a better opportunity, they’ll suggest alternative options too.
the interview.
If a job which you have applied for requires an interview, we will ensure you are fully prepared and know exactly what to expect - good luck!
start your new job.
Congratulations, you’re ready to begin your new job. The team will ensure that you’re fully prepared for your first day.

joanne lo

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ficc compliance advisory, avp/vp.

job details

key responsibilities

experience

skills

qualifications

education

the application process.

apply with randstad.

we’ll give you a call.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview.

start your new job.

get in touch

joanne lo

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