equity compliance, svp / director - hedge fund in Hong Kong

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,200,000 - HK$ 1,800,000 per year
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,200,000 - HK$ 1,800,000 per year
reference number
91M0132491_1555062719
contact
rouella jose landicho, randstad hong kong
apply now

job description

about the company

Our client is an expanding Hedge Fund business in Asia.
about the job
The Compliance Specialist is responsible for ensuring the identification, escalation and timely mitigation of compliance risks within the region. This role is an individual contributor position in based in Hong Kong covering Equities compliance.
skills & experiences required
  • Bachelor's degree holder
  • At least 7 to 10+ years of relevant equity compliance / global markets compliance experience from a global investment bank or regulatory body
  • Excellent knowledge of HK and ideally APAC rules and regulations relating to Equities
  • In-depth products/market knowledge of equities and/or listed derivatives
  • Ability to multi-task and independently drive responses to regulatory/exchange compliance issues/queries
  • Solid awareness of controls and governance
  • Self-motivated, a team player and results orientated
  • Excellent interpersonal and communication skills

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

equity compliance, regulatory compliance, compliance advisory

qualification

Legal or CPA Qualification - ideal

educational requirements

Bachelor Degree