equities compliance, avp in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 60,000 - HK$ 70,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 60,000 - HK$ 70,000 per year
reference number
91M0153748_1616430494
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a leading invest bank with strong presence in the region.

about the job.
  • Provide compliance advisory to Sales and Trading desks
  • Review new product initiative in accordance to regulatory requirements
  • Liaise with regulators for compliance inquiries
  • Advising institutional and corporate sales on relevant HKMA and SFC rules and regulations governing sales
    practices and suitability requirements across global markets product suites of all asset classes (Equities and FICC)
skills & experiences required.
  • 8+ years of working in global markets compliance with equities or fixed income knowledge
  • Good communication in both English and Chinese
  • Self-driven and independent
Interested candidates please call 2232 3421 or email nicole.hui@randstad.com.hk

skills

Equities Compliance, AVP

qualification

Equities Compliance, AVP

responsibilities

Equities Compliance, AVP

educational requirements

Bachelor Degree