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equities compliance advisory vp.

  • hong kong
  • posted 25 august 2023
  • closes 23 october 2023
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job details

summary

  • hong kong
  • randstad hong kong
  • HK$70,000 - HK$100,000 per month
  • permanent
  • full-time

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job details

  • key responsibilities

    To provide compliance advisory to global markets business (Equities & Equities Derivatives)
    To assess new business initiatives, product and transaction approvals
    Maintain and modify control mechanisms to ensure compliance with laws and regulations
    Keep abreast of new rules and regulations issued by the SFC and provide regulatory interpretation
    Provide compliance training to business and supporting staffs

  • skills

    equities, compliance advisory, global markets compliance

  • qualifications

    University Degree
    Minimum 6 years market compliance experience
    Solid knowledge in global market regulations. Experience in EQ/EQD Compliance Advisory would be an advantage

  • education

    Bachelor Degree

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