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equities compliance advisory vp.

  • hong kong
  • posted 6 february 2023
  • closes 6 april 2023
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job details

summary

  • hong kong
  • randstad hong kong
  • HK$50,000 - HK$90,000 per month
  • permanent
  • full-time

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job details

  • key responsibilities

    To provide compliance advisory to global markets business
    To perform compliance monitoring on business activities and ensure completion of compliance review
    To assess new business initiatives, product and transaction approvals
    Maintain and modify control mechanisms to ensure compliance with laws and regulations
    Provide compliance training to business and supporting staffs

  • skills

    equities, compliance advisory, global markets compliance

  • qualifications

    University Degree in Law, Accounting, Finance or relevant field
    Minimum 5 years market compliance experience. Candidates from regulators (ie SFC) would be considered

  • education

    Bachelor Degree

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