director, asset management compliance in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 60,000 - HK$ 90,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 60,000 - HK$ 90,000 per month
reference number
91M0153889_1615201439
contact
nicole hui, randstad hong kong
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job description

about the company.

Our company is a chinese asset management firm with strong presence in the region. about the job.
  • Responsible for the company’s internal/external compliance (including AML) and regulatory matters
  • Conduct compliance monitoring and testing to ensure business operations comply with regulatory requirements
  • Provide compliance advices, guidance, supports and trainings to various functions and business units
  • Review, advise and approve new products and business initiatives
  • Review internal/external communication and marketing materials
skills & experiences required.
  • 10 years of compliance related experiences in asset management firm
  • Familiar with SFC rules and regulations, in particular those applicable to an asset manager
  • Knowledge with fund products including SFC authorized funds, MPF schemes and products
  • Good command of written and spoken English and Chinese (Cantonese/Mandarin

Interested parties please call 22323421 (nicole.hui@randstad.com.hk) to discuss further.

skills

Director, Asset Management Compliance

qualification

Director, Asset Management Compliance

responsibilities

Director, Asset Management Compliance

educational requirements

Bachelor Degree