deputy head of compliance - corporate & commercial bank in Central

rouella jose landicho, randstad hong kong
job type
HK$ 1,500,000 - HK$ 1,800,000 per year

job details

banking & financial services
job type
working hours
HK$ 1,500,000 - HK$ 1,800,000 per year
reference number
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is an expanding Commercial and Corporate Banking Group in the region.

about the team

  • Leadership role
  • You are expected to provide strong leadership for General Compliance, Advisory and AML/FCC departments

about the job

  • Ensure due compliance with the applicable regulatory requirements of various competent authorities in order to mitigate the potential risk and losses of the Bank group
  • Develop, implement and enforce an updated, adequate, consistent and pragmatic compliance framework (including Policies and Procedures) within the Bank group to conform to the applicable laws, rules and regulations
  • Formulate effective reporting procedures with them to ensure that business is conducted in accordance with all relevant regulatory and internal requirements
  • Review, recommend, compile and enforce policies and procedures for compliance with any applicable new laws, rules and other regulatory requirements
  • Plan and implement compliance-related projects within the Bank in coordination with other relevant department/units
  • Formulate periodic review and monitoring programs within the Bank to ensure risk-based reviews are effectively carried out in the Bank
  • Stay informed of developments in the area of banking compliance and keep the Board of Directors and/or senior management informed of the same
  • Advise management of problem situations detected, request appropriate responses, recommend corrective actions and ensure enforcement
  • Create, nurture and promote a compliance culture within the Bank to heighten the compliance awareness and standard by conducting recurring training programs on the updates of laws, rules and other regulatory requirements

skills & experiences required

  • Degree holder in Law, Accounting or related disciplines
  • At least 12-15 years of relevant legal and/ compliance experience with at least 8 years in senior management positions in sizable financial institutions and/ or regulatory bodies
  • In-depth knowledge in laws, rules and other regulatory requirements related to banking and financial institutions
  • Good relationship with regulators and understanding of their expectation and the prevailing market practices on banking compliance
  • Strong presentation and communication skills in fluent English and Chinese languages

To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email:


head of compliance, regulatory compliance, general compliance, HKMA, SFC, corporate bank, commercial bank, retail bank


CPA or legal Qualification - ideal but not a must


Deputy Head of Compliance - Corporate & Commercial Bank

educational requirements

Bachelor Degree