deputy head of compliance - corporate bank in Hong Kong

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,000,000 - HK$ 1,400,000 per year
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,000,000 - HK$ 1,400,000 per year
reference number
91M0128183_1545044022
contact
rouella jose landicho, randstad hong kong
apply now

job description

about the company

Our client is an expanding Corporate and Investment Bank with a strong presence in Greater China region.

about the job
  • Lead and perform management on relevant business units on compliance issues related to investment products, corporate business, treasury, wealth management & private banking
  • Establish strong compliance programs to ensure operations are in compliance with regulatory requirements
  • Develop, update, review and provide inputs on compliance policies and guidelines
  • Conduct regular compliance reviews and checking on client investment suitability management, staff dealing, individual and corporate licensing, account-opening, etc.
  • Liaise with local regulators such as the HKMA and the SFC
  • Promote compliance awareness and culture of the bank, by developing and delivering compliance trainings
skills & experiences required
  • Bachelor's degree or above in law, finance, accounting or related disciplines
  • At least 10 to 12+ years of compliance experience in corporate banking / banking industry
  • Well-versed with rules and regulations related to banking and financial institutions especially HKMA regulations
  • Strong leadership /people management experience
  • Good understanding on banking operations and familiar with investment products such as equities, fixed income, treasury, collective investment scheme, derivatives, structured products, etc.
  • Strong presentation and communication skills in fluent English, Cantonese and Mandarin


To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

skills

HKMA, corporate banking compliance, treasury compliance

qualification

Legal qualification ideal but not a must

educational requirements

Bachelor Degree