about the company.
A regional based brokerage with stable working environment
about the team.You will be managing a team of 2-3
... about the job.
- Oversee credit risk assessment and review credit limit proposal, covering equity, fixed income, OTC derivatives products
- Ensure risk and control measures are executed timely and effectively, including position monitoring, daily margin call, etc
- Conduct risk report review, account monitoring and credit due diligence; monitor credit risk exposure within portfolios
- Serve as MIC (Manager In Charger) and be responsible for the overall governance and compliance of risk management framework per regulator requirements; be the contact point and take charge on regulator's enquiries
- Coordinate and follow up with the front office sales team for credit control related issues
- Participate in business initiatives from time to time required by management
skills & experiences required.
- Bachelor degree or above with at least 10 years of relevant experience, preferably from a credit risk background in securities brokerage industry
- Knowledge in equity, fixed income market and derivatives products
- Possess strong credit analytical skills
- Strong proficiency in Excel and VBA
- Good knowledge on SFC regulations as well as industry practices in the brokerage industry
- Excellent communication skills in facing off senior stakeholders as well as external parties
- Good command of written and spoken English and Chinese with fluency in Mandarin is a must
To apply online, please click on the link. Alternatively, for a confidential discussion please contact James Cheng on + 852 2232 3442 or email: james.cheng@randstad.com.hk
show more
about the company.
A regional based brokerage with stable working environment
about the team.You will be managing a team of 2-3
about the job.
- Oversee credit risk assessment and review credit limit proposal, covering equity, fixed income, OTC derivatives products
- Ensure risk and control measures are executed timely and effectively, including position monitoring, daily margin call, etc
- Conduct risk report review, account monitoring and credit due diligence; monitor credit risk exposure within portfolios
- Serve as MIC (Manager In Charger) and be responsible for the overall governance and compliance of risk management framework per regulator requirements; be the contact point and take charge on regulator's enquiries
- Coordinate and follow up with the front office sales team for credit control related issues
- Participate in business initiatives from time to time required by management
skills & experiences required.
- Bachelor degree or above with at least 10 years of relevant experience, preferably from a credit risk background in securities brokerage industry
- Knowledge in equity, fixed income market and derivatives products
- Possess strong credit analytical skills
- Strong proficiency in Excel and VBA
- Good knowledge on SFC regulations as well as industry practices in the brokerage industry
- Excellent communication skills in facing off senior stakeholders as well as external parties
- Good command of written and spoken English and Chinese with fluency in Mandarin is a must
... To apply online, please click on the link. Alternatively, for a confidential discussion please contact James Cheng on + 852 2232 3442 or email: james.cheng@randstad.com.hk
show more