control room compliance, senior associate in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 30,000 - HK$ 40,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 - HK$ 40,000 per month
reference number
91M0145964_1598244517
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a financial service with full SFC license and strong presence in the region. about the job.
  • To maintain compliance policies and manuals
  • To perform annual assessment review in relation to sponsor transaction
  • To review documents, research reports, marketing materials and public information
  • To provide compliance advise on Investment Banking transactions regarding company’s restricted list and watch list
  • To implement “Chinese Wall” in order to guide business departments’ operations
  • To conduct conflict check and independent check
  • To perform ad-hoc duties assigned
skills & experiences required.
  • 3-4 years of relevant experience gained from financial institutions
  • Well versed of relevant law and regulations as well as reporting procedure of regulatory bodies
  • Proficient in English and Chinese
  • Proactive team player with excellent interpersonal skills
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Control Room Compliance, Senior Associate

qualification

Control Room Compliance, Senior Associate

responsibilities

Control Room Compliance, Senior Associate

educational requirements

Bachelor Degree