control room compliance and research - vp in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 80,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 80,000 per month
reference number
91M0129285_1548129391
contact
nicole hui, randstad hong kong
apply now

job description

about the company.

Our client is a leading retail/corporate banking with strong presence in the region.

about the job.
  • Maintain Watch and Restricted Lists
  • Monitor trading of the Bank and employees against the Watch and Restricted Lists
  • Review and approve wall crossing requests
  • Review research publication to identify potential conflicts of interest
  • Provide advice and training to various business units and support units of the Bank relating to Control Room
  • Develop, implement and update Bank policies and procedures relating to Information Barriers
  • Review cross-divisional conflicts & Control Room framework
skills & experiences required.
  • Degree holder preferably in Law, Accounting or related disciplines
  • 5 years banking, legal, general audit or compliance experience, of which at least 3 years in control room
  • Good knowledge in banking laws, operations, products and services
  • Self-motivated, independent and able to communicate effectively at all levels
  • Good command of written and spoken English and Chinese (including Putonghua)

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Control Room Compliance and Research - VP

qualification

Control Room Compliance and Research - VP

responsibilities

Control Room Compliance and Research - VP

educational requirements

Bachelor Degree