compliance testing / assurance (6 months contract) in Hong Kong

posted
contact
eugenia tse, randstad hong kong
job type
temporary
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
temporary
working hours
Full-Time
experience
4 years
reference number
91M0130189_1555325975
contact
eugenia tse, randstad hong kong
apply now

job description

RESPONSIBILITIES

  • Assist with the execution of risk-based Financial Crimes Compliance testing to review and assess the effectiveness of the Firm’s AML/Sanctions/Anti-Corruption policies and procedures and controls
  • Define test scope and design specific testing steps for each applicable area of review
  • Communicate test results, present identified issues to the business, work with the business to develop and implement a plan of corrective action and prepare written reports
  • Assist in reviewing completed corrective action plans agreed upon with the business to determine if they were appropriately implemented
  • Maintain detailed and organized documentation of work products

REQUIREMENTS

  • Minimum of 4 years’ experience in assurance (e.g., internal audit and internal controls testing) from a Financial Institution and/or professional services industry/regulatory authority
  • Strong attention to details
  • Developed audit/ investigation skills: making inquiries, analysis, interviewing, testing and documentation
  • Professional written communication skills: able to describe complex issues accurately and succinctly
  • Time management skills: able to execute tasks within tight deadlines
  • Willing to travel: 10%
  • English and Chinese skills

For interested parties, please send your detailed resume together with current and expected salary to Eugenia Tse (eugenia.tse@randstad.com.hk) or call 2232 3490. All personal data collected will be kept under strictly confidential and will be only used for recruitment purpose.

skills

assurance; internal audit; internal controls testing; FCT; compliance testing

qualification

no additional qualifications required

educational requirements

Bachelor Degree