compliance specialist - (6 months contract) in Hong Kong

posted
contact
eugenia tse, randstad hong kong
job type
temporary
salary
HK$ 90,000 - HK$ 120,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
temporary
working hours
Full-Time
salary
HK$ 90,000 - HK$ 120,000 per month
experience
10 years
reference number
91M0131084_1551693884
contact
eugenia tse, randstad hong kong
apply now

job description

Our client is one of the well known investment banks in Hong Kong. They are looking for a talented Compliance Specialist to join the Anti-Bribery / Anti-Corruption (ABAC) Compliance team. This role is responsible for managing and identifying ABAC Compliance risk and will involve providing subject matter support and advice to the Asia Pacific business. The ABAC Compliance team sets Enterprise policies, implements ABAC strategy and this role will also require contribution and input in the wider ABAC Compliance Enterprise programme work including monitoring, testing, audits and regulatory reviews.

RESPONSIBILITIES:

  • Support implementation, enhancement and management of the enterprise Anti Bribery/Anti-Corruption (ABAC) Compliance programme with a particular focus on Asia Pacific risk identification and management.
  • Evaluate Asia Pacific and enterprise-wide compliance risk and recommend policies, procedures, standards and guidelines to mitigate such risks.
  • Provide advice and counsel on ABAC issues, and other key laws and regulations and, where necessary, wider financial crime compliance matters.
  • Pre-clear gifts and entertainment to government employees and the provision of advice on gifts and entertainment matter more broadly.
  • Management of Third Party Intermediaries for the Asia Pacific region.
  • Providing advice and counsel on pre-clearing political and/or charitable contributions and governmental outside business activities, sponsorships, responding to vendor escalations, tracking and responding to Request for Proposals (RFP), reviewing and managing hiring practices escalation requests, and serving as a critical component in executing the monitoring and testing plan around ABAC key risk activities.
  • Transactional advice regarding identifying and mitigating bribery and corruption risks, including undertaking transactional due diligence and research into ABAC related matters and risks.
  • Providing input, support and coordinating projects, including but not limited to management of Audits and Regulatory Exam requests, risk assessments, training and awareness, and other Compliance programme deliverables.
  • Implement and communicate compliance strategies, concepts, programmmes and regulations related to ABAC Compliance risks.
  • Assisting in undertaking risk assessments and the provision of training.
  • Executing monitoring routines focused on ABAC compliance risks.

REQUIREMENTS:

  • Minimum 10 years of relevant experience in Compliance and/or Legal Department with a particular focus on ABAC advisory function. (Financial Crimes experience)
  • BA/BS degree, JD/LLB preferred (Law degree or qualified lawyer would be an advantage)
  • Strong organizational skills and attention to detail
  • ABAC/Compliance and regulatory knowledge and experience, particularly in relations to Asia Pacific markets and issues;
  • Proven ability to communicate professionally and work with all levels of management and across organizations and interact with regulators
  • Ability to work independently, drive for results and prioritize competing tasks in a deadline driven environment
  • Excellent written and verbal communication skills
  • Analytical and research skills
  • Financials Service compliance and regulatory knowledge and experience
  • Proficiency with Microsoft Office applications
  • A team player with high energy, a “can do attitude” and the ability to challenge others (when necessary

For interested parties, please send your detailed resume together with current and expected salary or please contact Eugenia Tse @ 22323490. All personal data collected will be kept under strictly confidential and will be only used for recruitment purpose.

skills

Anti-Bribery; Anti-Corruption; compliance;

qualification

Law degree or qualified lawyer would be an advantage.
Minimum 10 years of relevant experience in Compliance and/or Legal Department with a particular focus on ABAC advisory function (Financial Crime)

educational requirements

Bachelor Degree