compliance - senior associate, ibank in Hong Kong

shirley shao, randstad hong kong
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job details

hong kong
banking & financial services
job type
working hours
reference number
shirley shao, randstad hong kong
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job description

Our client, one of the largest investment banks in the world, is looking for talented person to join their Compliance team.


  • Provide assistance to the business in relation to the on-going implementation of relevant rules and regulations within the Firm
  • Keep abreast of relevant SFC, HKMA and HKEx (SFC in particular) rules and regulations relating to the business of the Firm
  • Provide advisory services in various compliance areas (including licensing) to multiple businesses and support functions; identify and manage key risk areas
  • Involved in core compliance functions including timely production of high quality management / regulatory reporting to various stakeholders including the Head Office
  • Develop, maintain and update compliance policies and procedures
  • Assist with regulatory management, including reviews and routine regulatory enquiries
  • Undertake ad hoc compliance projects as required
  • Develop and deliver compliance training to all levels of staff on an ongoing basis
  • Mentor junior members of the team


  • Degree qualified (Law degree or other closely-related professional qualification)
  • At least 4+ years of local Compliance experience gained within banking and/or securities environment
  • Working knowledge of Hong Kong banking and securities rules and regulations and their application to the business; Hands-on experience in develop and implement practical solutions
  • Knowledge of banking and securities products, operations and services
  • Outstanding communication and interpersonal skills - ability to clearly articulate the regulatory implications to stakeholders
  • Fluency in written and verbal English; fluency in Cantonese and Mandarin preferred
  • Excellent analytical and problem solving skills, with the ability to support decisions with sound reasoning
  • Detail oriented, organized and efficient; sound project management skills
  • A self-motivated, enthusiastic and fast learner who functions well in a team environment
  • Ability to work independently and under pressure, determine priorities and meet deadlines
  • Computer skills – Proficient with Microsoft Office (including Access), Chinese typing skills preferred

To apply online, please click on the appropriate link. Alternatively for a confidential discussion, please contact Shirley Shao on +852 2232 3414, or email Due to the high volume of applicants, only shortlisted candidates will be contacted.


no additional skills required


no additional qualifications required

educational requirements

Bachelor Degree