compliance - senior associate, ibank in Hong Kong

posted
contact
shirley shao, randstad hong kong
job type
contract
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
contract
working hours
Full-Time
reference number
91M0128770_1547460719
contact
shirley shao, randstad hong kong
apply now

job description

Our client, one of the largest investment banks in the world, is looking for talented person to join their Compliance team.

Responsibilities:

  • Provide assistance to the business in relation to the on-going implementation of relevant rules and regulations within the Firm
  • Keep abreast of relevant SFC, HKMA and HKEx (SFC in particular) rules and regulations relating to the business of the Firm
  • Provide advisory services in various compliance areas (including licensing) to multiple businesses and support functions; identify and manage key risk areas
  • Involved in core compliance functions including timely production of high quality management / regulatory reporting to various stakeholders including the Head Office
  • Develop, maintain and update compliance policies and procedures
  • Assist with regulatory management, including reviews and routine regulatory enquiries
  • Undertake ad hoc compliance projects as required
  • Develop and deliver compliance training to all levels of staff on an ongoing basis
  • Mentor junior members of the team

Requirements

  • Degree qualified (Law degree or other closely-related professional qualification)
  • At least 4+ years of local Compliance experience gained within banking and/or securities environment
  • Working knowledge of Hong Kong banking and securities rules and regulations and their application to the business; Hands-on experience in develop and implement practical solutions
  • Knowledge of banking and securities products, operations and services
  • Outstanding communication and interpersonal skills - ability to clearly articulate the regulatory implications to stakeholders
  • Fluency in written and verbal English; fluency in Cantonese and Mandarin preferred
  • Excellent analytical and problem solving skills, with the ability to support decisions with sound reasoning
  • Detail oriented, organized and efficient; sound project management skills
  • A self-motivated, enthusiastic and fast learner who functions well in a team environment
  • Ability to work independently and under pressure, determine priorities and meet deadlines
  • Computer skills – Proficient with Microsoft Office (including Access), Chinese typing skills preferred

To apply online, please click on the appropriate link. Alternatively for a confidential discussion, please contact Shirley Shao on +852 2232 3414, or email shirley.shao@randstad.com.hk. Due to the high volume of applicants, only shortlisted candidates will be contacted.

skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree