compliance & risk control, avp - corporate / retail banking in Hong Kong

rouella jose landicho, randstad hong kong
job type
HK$ 600,000 - HK$ 780,000 per year
apply now

job details

hong kong
banking & financial services
job type
working hours
HK$ 600,000 - HK$ 780,000 per year
reference number
rouella jose landicho, randstad hong kong
apply now

job description

about the company

Our client is a leading regional commercial bank with a strong presence in HK/Greater China.
about the job
  • You will review all the Bank’s related operational risk policies including Treasury Manual which covers key activities ALM, and Sales to ensure that Treasury business reflects best practice
  • Perform root cause analysis on identified risk events to recommend improvements to prevent future risk events re-occurrence
  • Assist Treasury desk heads/Treasurer with identification of key risk indicators in their business units
  • Assist team lead in preparing reports to Operational Risk forum, collation and submission of performance metrics data, Loss event reporting
  • Assess escalated email control monitoring cases and provide appropriate responses to independent unit in consultation with Treasury desk heads
  • Perform monitoring checks and controls
  • Provide support for Treasury on audit and compliance
  • Provide support for the implementation of ad-hoc compliance projects
  • Provide compliance advisory to the desk heads during the new product roll out
skills & experiences required
  • Bachelor's degree in Law, Finance, Accounting or relevant disciplines
  • At least 5 to 6 years of relevant compliance or risk control experience in treasury, retail banking, commercial banking or corporate banking
  • Good knowledge of banking regulation, especially related to Treasury
  • Strong treasury product knowledge and controls
  • Significant work experience in regulatory compliance, operational risk based roles within financial services - ideal
  • Excellent communication skills in fluent English and Chinese
  • Ability to produce concise and effective presentation materials
  • Proficient in MS Office including VBA

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email:


business compliance, treasury, operational risk, VBA, retail bank, corporate bank


CPA qualification ideal

educational requirements

Bachelor Degree