compliance officer in Hong Kong

posted
contact
jj how, randstad hong kong
job type
permanent
salary
HK$ 17,000 - HK$ 35,000 per month

job details

posted
location
hong kong
specialism
legal
job type
permanent
working hours
Full-Time
salary
HK$ 17,000 - HK$ 35,000 per month
experience
1 year
reference number
91M0152888_1624871218
contact
jj how, randstad hong kong
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job description

about the company.

An international law firm is currently looking for a Compliance Officer and with less experience, Junior Compliance Officer to be a part of their Registration Desk team. This is where you will be responsible for registering new clients and matters, including conflict checks and anti-money laundering compliance.The firm offers excellent propects for progression and their culture provides all of their people with world-class support to achieve their ambitions and goals.about the job.
  • Compliance - advising secretaries, fee earners and partners on best practice in relation to client matter opening procedures
  • Conflicts - review new client and matter forms to ensure complete details are provided and query instances where the information is unclear or incomplete
  • Conduct conflict searches and analyse conflict searches using the firm database and manage conflict resolutions
  • Liaise directly with Partns and Fee Earners on identified potential legal or commercial conflicts
  • Anti-Money Laundering - identify clients by using data provider software and other online sources
  • Guide partners and fee earners on the required documents in instances when information is not publically availability
  • Attribute a risk rating to the client and escalate to the Managers where a decision needs to be made
skills & experiences required.
  • Degree in accounting/ finance/ legal/ business
  • At least 3-4 years of working experience within risk and compliance/ legal and compliance function within the firm
  • Excellent communicator and team player
  • Excellent command of written and spoken English and good command in Mandarin/ Chinese
If interested, please click "apply" above or feel free to contact JJ How via jj.how@randstad.com.hk for a confidential discussion

skills

Compliance, KYC, AML, Legal

qualification

- law degree of GDL/ LPC is ideal but not a must
- experience in working within a risk and compliance function in professional services/ banks/ commercial/ law firms
- strong interpersonal skills

educational requirements

Bachelor Degree