compliance officer - surveillance in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 20,000 - HK$ 35,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 20,000 - HK$ 35,000 per month
reference number
91M0153347_1614676198
contact
nicole hui, randstad hong kong
add to saved jobs print

job description

about the company.

Our client is a Chinese securities firm/IBD with strong presence in the region.

about the job.
  • Performing trade and e-communication surveillance
  • Performing compliance review, advice and monitoring
  • Conducting regular compliance monitoring
  • Handling regulatory requests and inquiries
  • Responding to general compliance enquiries raised internally
  • Updating internal guidelines and policies
skills & experiences required.
  • 1 to 3 years of compliance experience in financial services/IBD
  • Strong communication in both english and chinese
  • Self-driven and independent
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Compliance Officer - Surveillance

qualification

Compliance Officer - Surveillance

responsibilities

Compliance Officer - Surveillance

educational requirements

Bachelor Degree