compliance manager in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 30,000 - HK$ 40,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 - HK$ 40,000 per month
reference number
91M0148217_1600143446
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is an expanding chinese based securities firm in Hong Kong.

about the job.
  • Handling licensing matters with SFC, and assist in answering relevant enquirers
  • Assist in setting up the compliance functions in HK and any related required license application
  • Draft, review and revise internal manuals, policies and procedures from compliance perspective to ensure compliance with regulatory bodies
  • Drafting compliance checking plan, programme, checklists and reports
  • Conduct compliance review, checking and assessments
  • Prepare and deliver relevant compliance trainings
  • Perform ad hoc projects as required
skills & experiences required.
  • Degree holder in Accounting, Finance, Law, Risk or other related disciplines
  • Minimum 3 years of related working experience in financial industry holding SFC type 1 and money lender license activities, highly prefer in sizable Chinese securities firm / SFC would be advantages
  • Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
  • Good command of written and spoken English and Chinese, fluency in Putonghua
  • Independent, self-initiative and good interpersonal skills and willing to work under pressure
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Compliance Manager

qualification

Compliance Manager

responsibilities

Compliance Manager

educational requirements

Bachelor Degree