compliance manager, vp - retail banking wealth management in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 55,000 - HK$ 70,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 55,000 - HK$ 70,000 per month
reference number
91M0128504_1546908902
contact
nicole hui, randstad hong kong
apply now

job description

about the company.

Our client is a leading corporate and retail bank with strong presence in the region.
about the job.
  • Providing advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements from HKMA, SFC, IA and MPFA
  • Advising mainly on issues relating to selling of insurance products (GI/Life focus), investment products and new business initiatives
  • Reviewing selling documents, internal policies and procedures and compliance training materials
  • Acting as contact point between regulators and the firm and handling their enquiries
  • Following up any gap identified with business stakeholders on the latest regulatory development and providing compliance advice
  • Reviewing marketing materials and incentive campaigns of insurance business
  • Conducting due diligence on investment and insurance products e.g. mutual fund, bonds and life/GI insurance products
  • Assist in compliance risk assessment activities
  • Provide ad hoc training / briefing on compliance issues
skills & experiences required.
  • University graduate with minimum six years of working experience in insurance industry or financial institution in compliance area
  • Good team player and good knowledge of strategic goals and plans of the business
  • Good report writing, presentation and communication skill in Cantonese and English
  • Good presentation and demonstration skills, and the ability to manage multiple projects and details simultaneously
  • Able to work independently

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Retail Banking and Wealth Management Compliance - VP

qualification

Wealth Management Compliance Manager
insurance and investment compliance
GI/Life, retail banking

responsibilities

Retail Banking and Wealth Management Compliance - VP

educational requirements

Bachelor Degree