compliance manager to senior manager, chinese securities firm in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 40,000 - HK$ 80,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 40,000 - HK$ 80,000 per month
reference number
91M0145161_1596934802
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a prestigeous chinese securities firm with strong presence in China and Hong Kong. about the job.
  • Drafting and reviewing all compliance procedures/policies,
  • Handling SFC filing, enquiries and investigations;
  • Handling SFC licensing and other related matter
  • Maintenance of surveillance functions, such as, staff dealing monitorings and CPTs registers;
  • Handling FATCA and CRS issues;
  • Facilitating and coordinating compliance training for staff;
  • Any other duties assigned by Department Head.
skills & experiences required.
  • University Graduate or above in business administration, accountancy, finance or law discipline;
  • Minimum 4 years of compliance experience in SFC licensed firms
  • Detail-oriented, independent, responsible and able to work under pressure;
  • Strong analytical mind and ability to review legal or regulatory documents;
  • Excellent English and Chinese (Mandarin a must)

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Compliance Manager, Chinese Securities Firm

qualification

Compliance Manager, Chinese Securities Firm

responsibilities

Compliance Manager, Chinese Securities Firm

educational requirements

Bachelor Degree