compliance manager, svp / director - fixed income / treasury in Hong Kong

rouella jose landicho, randstad hong kong
job type
HK$ 1,500,000 - HK$ 1,800,000 per year
apply now

job details

hong kong
banking & financial services
job type
working hours
HK$ 1,500,000 - HK$ 1,800,000 per year
reference number
rouella jose landicho, randstad hong kong
apply now

job description

about the company

Our client is an expanding Corporate and Investment Bank with a strong presence in the region.
about the job
  • You will monitor the changes and development on relevant local new laws, rules and regulations
  • You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys
  • Handle local compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare various MIS and incident reports
  • Prepare and update local compliance policies and procedures
  • Participate in various local compliance governance meetings and compliance projects in relation to Global Markets Compliance
  • Review new business and product proposals or transactions and approve in accordance with delegated authority
  • Respond promptly to enquires on compliance related maters
  • Periodic review, update and introduction of Compliance policy and procedures to ensure continuing relevance; and provide guidance, interpretation and direction to business stakeholders
  • Assist business stakeholders and various compliance teams to keep abreast of regulatory developments and in the interpretation of regulatory changes and their likely impact on the business and its processes, procedures, controls and products (gap analysis)
skills & experiences required
  • Bachelor degree holder or equivalent educational experience
  • Minimum 10 to 15 years’ experience working in an international corporate or investment bank
  • Excellent knowledge of Hong Kong SFC/HKMA rules and regulations within the compliance function
  • Knowledge of global regulatory initiatives
  • Ability to multi-task and independently drive responses to regulatory/exchange compliance issues/queries
  • Solid awareness of controls and governance
  • Ability to work in partnership with business, shared services and other members in Legal and Compliance in the region
  • Outstanding interpersonal and communication skills
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email:


global markets, fixed income, equities, compliance advisory


Strong experience in compliance and / or legal advisory

educational requirements

Bachelor Degree