compliance manager, securities brokerage firm in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 25,000 - HK$ 35,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 25,000 - HK$ 35,000 per month
reference number
91M0134435_1573264986
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a well-known chinese securtities firm with full SFC licenses.
about the job.
  • Develop, implement and execute the compliance training program
  • Perform compliance monitoring and investigation
  • Prepare regular and ad hoc compliance management reports
  • Key person to handle requests from headquarter
  • Handle regulatory requests such as reporting, inquiries and inspections and ensure smooth, accurate and timely communication with regulators
  • Project lead or representation such as status reporting, tracking of task progress, maintaining databases and etc.
skills & experiences required.
  • Degree holder in law, finance, accounting or other related disciplines
  • Strong analytical and Chinese writing skills, in particular, formal report drafting
  • Fluent spoken Mandarin and English
  • At least 4 years experience in Regulatory Compliance

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Compliance Manager, Securities Brokerage Firm

qualification

Compliance Manager, Securities Brokerage Firm

responsibilities

Compliance Manager, Securities Brokerage Firm

educational requirements

Bachelor Degree