compliance manager, securities brokerage firm in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 40,000 - HK$ 50,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 40,000 - HK$ 50,000 per month
reference number
91M0139713_1573182735
contact
nicole hui, randstad hong kong

job description

about the company.

Our company is an expanding foreign securities firms.

about the job.
  • Updating compliance policies and procedures, and information on regulatory requirements
  • Performing daily compliance duties
  • Performing AML/KYC risk assessment
  • Liaising with external professionals and other regulatory bodies
  • Handling SFC licensing matters and enquiries and prepare various reports as required
skills & experiences required.
  • 5 years of compliance experiences, preferrably in securities brokerage firms
  • Good command of written and spoken English
  • Able to work independtly and efficiently
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Compliance Manager, Securities Brokerage Firm

qualification

Compliance Manager, Securities Brokerage Firm

responsibilities

Compliance Manager, Securities Brokerage Firm

educational requirements

Bachelor Degree