compliance manager, chinese brokerage in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 30,000 - HK$ 60,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 - HK$ 60,000 per year
reference number
91M0154364_1616432996
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a chinese brokerage firm with strong presence in the region. about the job.
  • Update and review compliance policy and procedure
  • Handle general compliance matter like SFC licensing
  • Review and handle oversee AML/ KYC / due diligence related matter
  • Act as a contact point with regulators such as SFC
  • Develop, implement and enforce policies, procedures, and programs to minimize potential money laundering risk
  • Advise the business on compliance matters regarding regulatory changes as well as new product and market material
  • Provide compliance training to staff
skills & experiences required.
  • 5 years of compliance experience in securities firm
  • Familiar with the SFC rules and regulations and industry practices
  • Experience working in chinese firm is an advantage
  • Good command in English and Chinese, both spoken and written

Interested candidates please call 2232 3421 (nicole.hui@randstad.com.hk) to discuss further.

skills

Compliance Manager, Chinese Brokerage

qualification

Compliance Manager, Chinese Brokerage

responsibilities

Compliance Manager, Chinese Brokerage

educational requirements

Bachelor Degree