job details
about the company
Our client is the investment arm of a leading Investment Banking group. They are currently expanding their team and looking for an all-rounded compliance talent to join their team, covering asset management and private equities business
about the job
- Supporting the Head of Compliance in all compliance matters, including general compliance, investment compliance and AML regarding Asset Management and Private Equities business
- Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements
- Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
- Reviewing fund documents and marketing materials
- handling licensing matters
- Liaising with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators
skills & experiences required
- University Degree in Law, Accounting, Finance or relevant disciplines
- At least 3 years compliance experience in asset management/private equities. Knowledge of authorized funds would be an advantage. Candidates from professional services/regulators would be considered
- Fluent in spoken and written English and Chinese
- Eager to learn and self-motivated individual
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
about the company
Our client is the investment arm of a leading Investment Banking group. They are currently expanding their team and looking for an all-rounded compliance talent to join their team, covering asset management and private equities business
about the job
- Supporting the Head of Compliance in all compliance matters, including general compliance, investment compliance and AML regarding Asset Management and Private Equities business
- Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements
- Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
- Reviewing fund documents and marketing materials
- handling licensing matters
- Liaising with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators
skills & experiences required
- University Degree in Law, Accounting, Finance or relevant disciplines
- At least 3 years compliance experience in asset management/private equities. Knowledge of authorized funds would be an advantage. Candidates from professional services/regulators would be considered
- Fluent in spoken and written English and Chinese
- Eager to learn and self-motivated individual
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk