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compliance manager, asset management/pe.

job details

summary

    job details

    about the company

    Our client is the investment arm of a leading Investment Banking group. They are currently expanding their team and looking for an all-rounded compliance talent to join their team, covering asset management and private equities business


    about the job

    • Supporting the Head of Compliance in all compliance matters, including general compliance, investment compliance and AML regarding Asset Management and Private Equities business
    • Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements
    • Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
    • Reviewing fund documents and marketing materials
    • handling licensing matters
    • Liaising with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators

    skills & experiences required

    • University Degree in Law, Accounting, Finance or relevant disciplines
    • At least 3 years compliance experience in asset management/private equities. Knowledge of authorized funds would be an advantage. Candidates from professional services/regulators would be considered
    • Fluent in spoken and written English and Chinese
    • Eager to learn and self-motivated individual

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk



    about the company

    Our client is the investment arm of a leading Investment Banking group. They are currently expanding their team and looking for an all-rounded compliance talent to join their team, covering asset management and private equities business


    about the job

    • Supporting the Head of Compliance in all compliance matters, including general compliance, investment compliance and AML regarding Asset Management and Private Equities business
    • Providing compliance advice to business units (traders, portfolio managers, marketing team etc) and managements
    • Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
    • Reviewing fund documents and marketing materials
    • handling licensing matters
    • Liaising with external parties regarding compliance matters, including external compliance consultant, auditors, law enforcement and regulators

    skills & experiences required

    • University Degree in Law, Accounting, Finance or relevant disciplines
    • At least 3 years compliance experience in asset management/private equities. Knowledge of authorized funds would be an advantage. Candidates from professional services/regulators would be considered
    • Fluent in spoken and written English and Chinese
    • Eager to learn and self-motivated individual

    To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk