compliance- licensing (contract) in Hong Kong

posted
contact
eva tai, randstad hong kong
job type
temporary
salary
HK$ 33,000 - HK$ 35,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
temporary
working hours
Full-Time
salary
HK$ 33,000 - HK$ 35,000 per month
reference number
91M0132218_1554275868
contact
eva tai, randstad hong kong
apply now

job description

Responsibilities


• Handle SFC and HKMA licensing matters including registration, de-registration, examination and CPT tracking.
• Handle CE/ACE appointments, s72 manager and SFC MIC appointments, EO, RO and Principal applications.
• Be a point of contact with the regulators for any matters in relation to registration and licensing.
• Monitor and perform regular reviews on licensing status of employees, and produce MI reports.
• Updating business and business line compliance on new/amended regulations relating to licensing/registration when required.
• Provide advice to business and individual staff on licensing matters.
• Review returns and forms filed to the HKMA/ SFC.



Requirements


• Experience in banking and compliance preferably in licensing and registration
• Understanding of regulatory environment.
• Able to work independently and on multiple tasks at the same time
• Strong communication skills and able to interact with all kinds / levels of stakeholders
• Good command of English; fluency in Cantonese / Mandarin will be an advantage
• MS Office, PM skills desirable but not essential.
Education
• Degree level

If you are interested in this position, please click link to apply. If you would like to know more about this role, please contact Eva Tai at +852 2232 3465 or eva.tai@randstad.com.hk for confidential conversation.

skills

Handle SFC and HKMA licensing matters

qualification

Handle SFC and HKMA licensing matters

educational requirements

Bachelor Degree