compliance director/svp, securities firm in Hong Kong

posted
contact
joanne lo, randstad hong kong
job type
permanent
salary
HK$ 70,000 - HK$ 100,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 70,000 - HK$ 100,000 per month
reference number
91M0158307_1625800039
contact
joanne lo, randstad hong kong
phone
+852 2232 3408
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job description

about the company.

Our client is a fast-growing financial institution, with SFC Type 1 2 4 6 9 licenses.

about the job.

  • Provide compliance advisory and identify compliance risks for all business activities, including brokerage, asset management, investment banking etc
  • Review daily compliance duties performed by subordinates
  • Modify compliance framework to mitigate risks
  • Liaise with regulators and maintain good relationships

skills & experiences required.

  • Bachelor's Degree holder preferably in Law or other business-related disciplines
  • Minimum 10 years' compliance experience in a financial institutions
  • Strong knowledge in fund management and securities law. Familiar with SFC Type 1 License activity is a must
  • Good command of written and spoken English and Chinese

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk

skills

no additional skills required

qualification

no additional qualifications required

responsibilities

Compliance Director/SVP, Securities Firm

educational requirements

Bachelor Degree