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summary

hong kong
randstad hong kong
HK$30,000 - HK$40,000 per year
permanent
full-time

specialism
banking & financial services
sub specialism
compliance, risk & governance
reference number
91M0221384_3925328141769329105

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job details

about the company.

Our client, a leading full license corporation, serves as the parent company to a diverse range of subsidiaries. These subsidiaries provide a comprehensive suite of services including brokerage, financial planning, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, and more.

about the team.

You will have the opportunity to join a high-caliber team of around 10 individuals who share a strong sense of collaboration and corporate spirit.

about the job. ...

Provide practical and accurate compliance advice to business such as Retail and Institutional Brokerage, Wealth Management, Research and Global Markets business
Assist senior compliance management to advise business stakeholders on AML/CFT related enquiries and matters
Assist senior managemnet conduct internal investigation and draft conclusion report
Conduct periodic and ad hoc review of internal policies and procedures in light of evolving regulatory environment
Collaborate closely with internal stakeholders for implementation of compliance related projects
Handle regulatory requests, enquiries and examinations in a proper and timely manner
Deliver ongoing internal training to promote compliance culture as appropriate

skills & experiences required.

Self-motivated, able to work independently and collaboratively in a highly dynamic environment
Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
Strong analytical skills with ability to make prompt and accurate recommendations
Good interpersonal and communication skills
Degree holder in Law, Accounting, Finance, Business Administration or related discipline
3-5 years work experience in regulatory, AML or brokerage compliance
Proficiency in both written and spoken English and Chinese

how to apply.

To Apply online, please click on the link below. Alternatively, for a confidential discussion please contact Zoe Liu on +852 6763 1467 or email zoe.liu@randstad.com.hk

about the company.

Our client, a leading full license corporation, serves as the parent company to a diverse range of subsidiaries. These subsidiaries provide a comprehensive suite of services including brokerage, financial planning, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, and more.

about the team.

You will have the opportunity to join a high-caliber team of around 10 individuals who share a strong sense of collaboration and corporate spirit.

about the job. ...

Provide practical and accurate compliance advice to business such as Retail and Institutional Brokerage, Wealth Management, Research and Global Markets business
Assist senior compliance management to advise business stakeholders on AML/CFT related enquiries and matters
Assist senior managemnet conduct internal investigation and draft conclusion report
Conduct periodic and ad hoc review of internal policies and procedures in light of evolving regulatory environment
Collaborate closely with internal stakeholders for implementation of compliance related projects
Handle regulatory requests, enquiries and examinations in a proper and timely manner
Deliver ongoing internal training to promote compliance culture as appropriate

skills & experiences required.

Self-motivated, able to work independently and collaboratively in a highly dynamic environment
Sound knowledge in rules and regulations administered by the SFC, compliance best practices, financial products as well as securities business
Strong analytical skills with ability to make prompt and accurate recommendations
Good interpersonal and communication skills
Degree holder in Law, Accounting, Finance, Business Administration or related discipline
3-5 years work experience in regulatory, AML or brokerage compliance
Proficiency in both written and spoken English and Chinese

how to apply.

To Apply online, please click on the link below. Alternatively, for a confidential discussion please contact Zoe Liu on +852 6763 1467 or email zoe.liu@randstad.com.hk

skills
compliance, regulatory compliance, general compliance, global markets compliance, brokerage compliance, securities and compliance, sfc and compliance, compliance and investment banking
qualifications
Degree holder in Law, Accounting, Finance, Business Administration or related discipline
3-5 years work experience in regulatory, AML or brokerage compliance
Sound knowledge in rules and regulations
education
Bachelor Degree

apply with randstad.
Applying with us is easy. We will review your application and see if you are a good fit for the job and the company.
we’ll give you a call.
Our consultant will call you to discuss your application and further career aspirations if you're suitable for a role.
getting you registered.
If you’ve never worked with us before, we’ll need some basic additional pieces of information to confirm your eligibility to work in Hong Kong SAR.
compliance check.
Next, we just need to verify a few things - we’ll make the relevant compliance checks and keep you posted.
reference and background check.
As part of the process in ensuring you’re perfect for the role, we’ll make contact with any relevant references you’ve provided.
the perfect job for you.
Our expert team will either arrange an interview for the role you’ve applied for, or if they believe there’s a better opportunity, they’ll suggest alternative options too.
the interview.
If a job which you have applied for requires an interview, we will ensure you are fully prepared and know exactly what to expect - good luck!
start your new job.
Congratulations, you’re ready to begin your new job. The team will ensure that you’re fully prepared for your first day.

zoe liu

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compliance associate (chinese investment banking).

job details

skills

qualifications

education

the application process.

apply with randstad.

we’ll give you a call.

getting you registered.

compliance check.

reference and background check.

the perfect job for you.

the interview.

start your new job.

get in touch

zoe liu

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