compliance, asset management - avp to vp in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 50,000 - HK$ 90,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 50,000 - HK$ 90,000 per year
reference number
91M0155585_1619523303
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is an asset management firm with strong presence in the region. about the job.
  • Perform day-to-day compliance works in relation to establishment, structuring, maintenance, due diligence and management of different types of funds
  • Liaise with regulatory authorities (mainly the SFC) and external counsels on inquiries and on-going reporting matters, esp. investment product related matters
  • Maintain compliance controls including general and investment compliance controls, familiar with Familiar with Bloomberg AIM CMGR
  • Carry out relevant compliance activities in ensuring compliance with regulatory requirements, esp. those in Fund Manager Code of Conduct, UT Code and SFO
  • Monitor regulatory changes and developments in relation to businesses and products in respect of the relevant jurisdictions
  • Provide compliance advice to business units in relation to Type 9 licence activities
  • Provide support on ad hoc projects as requested.
skills & experiences required.
  • at least 7-10 years’ experience in asset mangement compliance, ideally with experience in both investment compliance and regulatory compliance
  • Experience with Bloomberg or Charles River system an advantage.
  • Good command of written and spoken English and Chinese/Mandarin, additional language capability highly regarded.
  • Ability to work in a fast paced environment, multi-tasking, good problem-solving skill

Interested parties please call Nicole Hui at 2232 3421 or email your CV to Nicole.hui@randstad.com.hk

skills

Compliance, Asset Management - AVP to VP, Investment Compliance, Regulatory Compliance

qualification

Compliance, Asset Management - AVP to VP

responsibilities

Compliance, Asset Management - AVP to VP

educational requirements

Bachelor Degree