compliance advisory, vp/svp - ficc / fixed income in Hong Kong Island

posted
contact
rouella jose landicho, randstad hong kong
job type
permanent
salary
HK$ 1,300,000 - HK$ 1,400,000 per year

job details

posted
location
hong kong island
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 1,300,000 - HK$ 1,400,000 per year
reference number
91M0154953_1618310583
contact
rouella jose landicho, randstad hong kong
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job description

about the company

Our client is a leading Global Investment Bank with strong presence in APAC.

about the team
  • This is a new headcount due to the expansion of the business
  • Fast-paced working environment
  • International working culture
about the job
  • You will provide independent oversight and challenge of risk management practices across APAC FX and Interest Rate businesses
  • You will partner with regulatory change and other regulatory subject matter experts to understand new and revised regulatory requirements, codes of practice such as ensuring changes and impacts are disseminated to the appropriate businesses and functions
  • You will assist functional and line management in resolving compliance matters and requests which arises across FX and Rates Businesses
  • Liaise with other Compliance areas the firm, auditors and infrastructure departments in relation to compliance matters in the Asia Pacific region and overseas jurisdictions as needed
  • You will provide training to business areas on procedures and practices necessary to achieve compliance

skills & experiences required
  • University degree in legal, finance or relevant education background
  • At least 8-10 years of relevant regulatory, compliance advisory background in FICC, FX, Interest Rate or Securities Financing experience
  • Good knowledge of applicable rules in relation to Cash Fund Exchange, FX options, commodities, EM Rates, Cash and Derivatives, STIRT, Repo Rates and Repo Credit
  • Good investigative and regulatory supervisory skills to undertake reviews of specific business activities and conduct
  • Strong presentation, influencing and communication skills in fluent English

To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk


skills

ficc compliance, fixed income compliance, FX, interest rates, SFC, global markets compliance, brokerage, securities

qualification

Knowledge of applicable rules in relation to Cash Fund Exchange, FX options, commodities, EM Rates, Cash and Derivatives, STIRT, Repo Rates and Repo Credit.

responsibilities

Compliance Advisory, VP/ SVP - FICC / Fixed Income

educational requirements

Bachelor Degree