compliance advisory, senior vp - retail / corporate banking in Hong Kong

nicole hui, randstad hong kong
job type
HK$ 70,000 - HK$ 90,000 per month
apply now

job details

hong kong
banking & financial services
job type
working hours
HK$ 70,000 - HK$ 90,000 per month
reference number
nicole hui, randstad hong kong
apply now

job description

about the company

Our client is a leading retail/corporate banking with strong presence in the region.

about the job
  • Manage a team to provide compliance advisory services to business regard to all applicable regulatory requirements
  • Keep senior management informed on any relevant regulatory changes on general banking compliance that could bring potential impacts
  • Establish compliance monitoring program on Bank’s various activities to ensure they remain up-to-date and effective in meeting statutory and regulatory requirements in general banking area
  • Review the current compliance controls of the Bank and identify proper actions for improvement if necessary
  • Undertake investigations into any suspicious transactions or complaints reported by both internal and external customers
  • Enforce the General Compliance Manual of the Bank and provide advisory and necessary assistance to staff
  • Ensure compliance awareness among staff by providing them with relevant information, publications and training on compliance matters in the Specific Area.
  • Coordinate and manage the ad hoc examination, surveys and enquiries conducted by regulator, external auditor or internal auditor on general banking matters, ensure regular tracking and timely follow up on all outstanding regulatory issues or findings.
skills & experiences required
  • Degree holder in Compliace, Law or accounting preferred
  • Minimum 10 years’ experience in legal, general audit, or compliance
  • Supervisory ecxperience is a must
  • Good understanding in banking laws, products and services
  • Good Communication with management and good leadership skills to manage a team
  • Good command of written and spoken English and Chinese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email:


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educational requirements

Bachelor Degree