job details posted Wednesday, 20 January 2021 location hong kong specialism banking & financial services job type permanent working hours Full-Time salary HK$ 30,000 - HK$ 40,000 per year reference number 91M0150891_1611125430 contact gladys chan, randstad hong kong apply now add to saved jobs email this job print job description You will be responsible for : Conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adhere to internal control and regulatory requirements;Build and implement compliance policies, procedures and controls;Review new business/activity proposals by the business or operations;Maintain compliance oversight and conduct compliance analysis;Implement and maintain compliance policies, procedures and controls;Monitor changes in the regulatory bodies (HKMA, SFC, HKEX) and keep company informed of relevant updatesProvide training on regulatory requirements or compliance issuesRequirements: A minimum of 3 years business compliance/ trade surveillance/ licensing/ product compliance, e.g. Fixed income/ Equity derivatives Knowledge of HKMA and SFC regulations and rulesFluent English and Cantonese skills no additional skills required qualification no additional qualifications required educational requirements Bachelor Degree share Facebook LinkedIn Twitter