about the company
Our client is a leading Investment Management Firm, headquartered in the United States
...
compliance advisory, asset management/funds.
- hong kong
- posted 6 february 2023
- closes 6 april 2023
key responsibilities
Assist/advise business on all-rounded compliance issues, including registering/licensing new investment advisers, investment management structures, licensing individuals with the SFC, SFC applications etc
Conducting compliance reviews, maintaining and updating policies and procedures, including drafting new processes to streamline compliance initiatives
Communicate with internal stakeholders on potential risk and provide solutions/recommendations
Assist with compliance protocols and trainingskills
compliance, buy side, hedge funds, private funds, asset managementqualifications
University Degree holder
At least 3 to 6 years of relevant compliance experience in buy-side (hedge funds/private equity/asset management)
Welcome talents with Compliance Consultancy experienceeducation
Bachelor Degree
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