about the company
Our client is a Top-Tier Compliance Consultant firm. Headquartered in the United States and have over 10 offices globally. They provide high quality Compliance services to leading financial services across the globe and are reputable in the Hedge Funds, Asset Management and Private Equity industry. As their business in Hong Kong expands, they are looking for 3 high-calibre individuals to join as Compliance Consultant.
about the team
- Fast paced working environment
- Independent and self-motivated individuals
about the job
- Assist/advise business on all-rounded compliance issues, including registering/licensing new investment advisers, investment management structures, licensing individuals with the SFC, SFC applications etc
- Conducting compliance reviews, maintaining and updating policies and procedures, including drafting new processes to streamline compliance initiatives
- Communicate with internal stakeholders on potential risk and provide solutions/recommendations
- Assist with compliance protocols and training
skills & experiences required
- University Degree in Law, Finance, Accounting, Economics or relevant discipline
- 1-4 years of compliance/relevant experience. Preferably in the buy-side (hedge funds/private equity/asset management)
- Candidates with Compliance Advisory/Consultancy/Operation/Risk experience would be considered
- Basic knowledge of private funds
- Strong language skills in written and spoken English and Chinese
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 2232 3421 or email: joanne.lo@randstad.com.hk
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