compliance advisory, analyst - global markets in Hong Kong

posted
contact
shirley shao, randstad hong kong
job type
permanent
salary
HK$ 30,000 per month

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 per month
reference number
91M0149341_1601953285
contact
shirley shao, randstad hong kong
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job description

about the company

Our client is a International Corporate and Investment Bank with strong presence in HK. They are now looking for a Business Compliance talent to support the Compliance team.

about the job

  • Carry out day to day compliance work primarily for supporting capital markets business and operations.
  • Maintain compliance oversight; conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adheres to internal control and regulatory requirements.
  • Build and implement compliance policies, procedures and controls.
  • Review new business/activity proposals by the business or operations.
  • Monitor changes in the regulatory (including HKMA and SFC), and exchange rules (i.e. HKEX) impacting CASAL and compliance environment, analyse their impact on the business lines and operations and keep staff informed of relevant updates.
  • Provide training on regulatory requirements or compliance issues/procedures to staff.
  • Assist in periodic compliance reporting to senior management.
  • Help with ad hoc duties as assigned by other Compliance Managers or the Head of Compliance.

skills & experiences required

  • University graduate, preferably in a finance or accounting related discipline.
  • Minimum of 3 years’ product compliance with financial institutions or other relevant experience.
  • Knowledge of HKMA and SFC regulations and rules applicable to capital markets products.
  • Strong analytical and problem solving skills.
  • Self motivated and hardworking with a strong sense of commitment and responsibility.
  • Fluent in English and Chinese.

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Shirley Shao on + 852 2232 3414 or email: shirley.shao@randstad.com.hk

skills

business compliance, product compliance, capital market, bank

qualification

business compliance, product compliance, capital market, bank

educational requirements

Associate Degree/Diploma