business management, securities in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 45,000 - HK$ 60,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 45,000 - HK$ 60,000 per year
reference number
91M0155223_1619419941
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a well-known securities firm with strong presence in the region. about the job.
  • Responsible for the establishment of securities business policies, compliance and risk control management
  • Research and formulate rules, policies, and related standards and operating procedures in accordance with internal and external laws’ requirements and regulatory requirements, formulate relevant risk prevention measures, and responsible for related organization and implementation
  • Responsible for the preliminary compliance review of the department’s new products, new business and marketing materials
  • Responsible for formulating securities business development plans, monitoring the progress of indicators, and urging teams to complete various business development indicators
  • Responsible for the analysis of securities business operations, including income sources, cost composition, promotional effects, pipeline efficiency
  • Responsible for the department’s daily office administrative affairs and departmental team building
  • Ad hoc duties as assigned
skills & experiences required.
  • At least 6 years of experience in establishment of securities business policies/ compliance/ risk control management
  • Holder of the Securities Regulatory Commission No. 1 and 4 licenses are preferred
  • Good command of Chinese and English, including Putonghua

Interested parties please call Nicole Hui (nicole.hui@randstad.com.hk) at 2232 3421.

skills

Business Management, Securities

qualification

Business Management, Securities

responsibilities

Business Management, Securities

educational requirements

Bachelor Degree