business compliance - capital market in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 30,000 - HK$ 40,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 - HK$ 40,000 per year
reference number
91M0152796_1612149892
contact
nicole hui, randstad hong kong
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job description

about the company.

Our client is a foreign bank with strong presence in the region.

about the job.
  • Conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adhere to internal control and regulatory requirements;
  • Build and implement compliance policies, procedures and controls;
  • Review new business/activity proposals by the business or operations;
  • Maintain compliance oversight and conduct compliance analysis;
  • Implement and maintain compliance policies, procedures and controls;
  • Monitor changes in the regulatory bodies (HKMA, SFC, HKEX) and keep company informed of relevant updates
  • Provide training on regulatory requirements or compliance issues
skills & experiences required.
  • 3 + years compliance in Product compliance/ Trade surveillance / Business Compliance
  • Knowledge of HKMA and SFC regulations and rules
  • Fluent English and Cantonese

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk

skills

Business Compliance - Capital Market

qualification

Business Compliance - Capital Market

responsibilities

Business Compliance - Capital Market

educational requirements

Bachelor Degree