business compliance - capital market products in Hong Kong

posted
contact
gladys chan, randstad hong kong
job type
permanent
salary
HK$ 30,000 - HK$ 40,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 30,000 - HK$ 40,000 per year
reference number
91M0150891_1611580072
contact
gladys chan, randstad hong kong
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job description

You will be responsible for :

  • Conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adhere to internal control and regulatory requirements;
  • Build and implement compliance policies, procedures and controls;
  • Review new business/activity proposals by the business or operations;
  • Maintain compliance oversight and conduct compliance analysis;
  • Implement and maintain compliance policies, procedures and controls;
  • Monitor changes in the regulatory bodies (HKMA, SFC, HKEX) and keep company informed of relevant updates
  • Provide training on regulatory requirements or compliance issues

Requirements:

  • 3 + years compliance in Product compliance/ Trade surveillance / Business Compliance
  • Knowledge of HKMA and SFC regulations and rules
  • Fluent English and Cantonese

skills

no additional skills required

qualification

no additional qualifications required

educational requirements

Bachelor Degree