business compliance, analyst - global markets in Central and Western District

shirley shao, randstad hong kong
job type
HK$ 25,000 - HK$ 30,000 per month

job details

central and western district
banking & financial services
job type
working hours
HK$ 25,000 - HK$ 30,000 per month
reference number
shirley shao, randstad hong kong
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job description

about the company

Our client is a International Corporate and Investment Bank with strong presence in HK. They are now looking for a Business Compliance talent to support the Compliance team.

about the team

  • International working environment
  • Dynamic, fast-paced business

about the job

  • Carry out day to day compliance work primarily for supporting capital markets business and operations.
  • Maintain compliance oversight; conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adheres to internal control and regulatory requirements.
  • Build and implement compliance policies, procedures and controls.
  • Review new business/activity proposals by the business or operations.
  • Monitor changes in the regulatory (including HKMA and SFC), and exchange rules (i.e. HKEX) impacting CASAL and compliance environment, analyse their impact on the business lines and operations and keep staff informed of relevant updates.
  • Provide training on regulatory requirements or compliance issues/procedures to staff.
  • Assist in periodic compliance reporting to senior management.
  • Help with ad hoc duties as assigned by other Compliance Managers or the Head of Compliance.

skills & experiences required

  • University graduate, preferably in a finance or accounting related discipline
  • At least 2-3 years of relevant compliance experience with a bank or financial institution
  • Knowledge of HKMA and SFC regulations and rules applicable to global market products
  • Strong analytical and problem solving skills
  • Self motivated and hardworking with a strong sense of commitment and responsibility
  • Fluent in English and Chinese languages

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email:


business compliance, product compliance, capital market, fixed income compliance, trade surveillance, markets compliance


CPA, CFA or FRM qualification- ideal


Business Compliance, Analyst - Global Markets

educational requirements

Bachelor Degree