avp, compliance (renewable contract) in Hong Kong

posted
contact
eva tai, randstad hong kong
job type
temporary
salary
HK$ 50,000 - HK$ 100,000 per month
apply now

job details

posted
location
hong kong
specialism
banking & financial services
job type
temporary
working hours
Full-Time
salary
HK$ 50,000 - HK$ 100,000 per month
reference number
91M0128800_1545125332
contact
eva tai, randstad hong kong
apply now

job description

Responsibilities

  • Provide assistance to the team in relation to the on-going implementation of relevant rules and regulations within the Firm
  • Keep abreast of relevant SFC, HKMA and HKEx (SFC in particular) rules and regulations relating to the business of the Firm
  • Provide advisory services in various compliance areas (including licensing) to multiple businesses and support functions; identify and manage key risk areas
  • Involved in core compliance functions including timely production of high quality management / regulatory reporting to various stakeholders including the Head Office
  • Develop, maintain and update compliance policies and procedures
  • Assist with regulatory management, including reviews and routine regulatory enquiries
  • Undertake ad hoc compliance projects as required
  • Develop and deliver compliance training to all levels of staff on an ongoing basis
  • Mentor junior members of the team

Requirements

  • Degree qualified (Law degree or other closely-related professional qualification)
  • At least 6+ years of local Compliance experience gained within banking and/or securities environment
  • Working knowledge of Hong Kong banking and securities rules and regulations and their application to the business; Hands-on experience in develop and implement practical solutions
  • Knowledge of banking and securities products, operations and services
  • Outstanding communication and interpersonal skills - ability to clearly articulate the regulatory implications to stakeholders
  • Fluency in written and verbal English; fluency in Cantonese and Mandarin preferred
  • Excellent analytical and problem solving skills, with the ability to support decisions with sound reasoning
  • Detail oriented, organized and efficient; sound project management skills
  • A self-motivated, enthusiastic and fast learner who functions well in a team environment
  • Ability to work independently and under pressure, determine priorities and meet deadlines
  • Computer skills – Proficient with Microsoft Office (including Access), Chinese typing skills preferred

If you are interested in this position, please click link to apply. If you would like to know more about this role, please contact Eva Tai at +852 2232 3465 or eva.tai@randstad.com.hk for confidential conversation.

skills

no additional skills requiredAt least 6+ years of local Compliance experience gained within banking and/or securities environment

qualification

At least 6+ years of local Compliance experience gained within banking and/or securities environment

educational requirements

Bachelor Degree