asset management, legal manager in Hong Kong

posted
contact
nicole hui, randstad hong kong
job type
permanent
salary
HK$ 40,000 - HK$ 80,000 per year

job details

posted
location
hong kong
specialism
banking & financial services
job type
permanent
working hours
Full-Time
salary
HK$ 40,000 - HK$ 80,000 per year
reference number
91M0153679_1615200173
contact
nicole hui, randstad hong kong
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job description

about the company.

Our firm is an investment management service with strong presence in the region.

about the job.
  • Implement legal compliance controls and monitoring programs, including general compliance and investment compliance;
  • Formulate, review and update policies and procedures;
  • Liaise with SFC and regulatory bodies and handle their queries, inspection, reports and licensing matters;
  • Familiar with SFC licensing requirements, including approval application and notification obligations, hands on experiences to SFC online portal, perform online submission when necessary
  • Monitor and review business activities, transactions, documentation and other records in ensuring the compliance with regulatory requirements;
  • Assist in preparing, drafting and reviewing business agreement, contracts and compliance documentations
  • Coordinate with outside legal counsels and professional services providers, handling decision making and resolutions end-to-end
  • Drafting, reviewing and negotiating transactional legal documentation for investment transactions with or without assistance from external counsels
  • Review and comments on marketing materials
  • Provide day to day compliance advices and guidance to business units;
  • Conduct review and investigation in a wide variety of compliance related matters;
  • Perform further investigation on identified suspicious client and client’s transactions and report to Head of Legal and Compliance
skills & experiences required.
  • Minimum of 5 years relevant legal & compliance experience in financial services industry
  • Experience in law firm
  • Knowledge of SFC regulations, legislations and other relevant regulatory requirements
  • Hands on experience in dealing with regulatory bodies and compliance issues
  • Good command of written and spoken English and Chinese, fluent in Mandarin
Interested candidates please call 2232 3421 Nicole Hui (nicole.hui@randstad.com.hk) for further discussion.

skills

Asset Management, Legal Manager

qualification

Asset Management, Legal Manager

responsibilities

Asset Management, Legal Manager

educational requirements

Bachelor Degree