about the company.
Our client is a fast-growing financial institution, with SFC Type 1 2 4 6 9 licenses.
about the job.
- Support the Asset Management compliance team is handling all rounded Compliance matters; including both Investment Compliance and Business Compliance matters
- To ensure the business comply with latest regulatory requirements
- Responsible for dissemination of circulars
- Provide Compliance advice to business and operation
- Assist on SFC inspection, inquires, ad hoc communications etc
skills & experiences required.
- Bachelor's Degree holder preferably in Law or other business-related disciplines
- Minimum 3-6 years' compliance experience in asset management
- Welcome candidates from inhouse / compliance consultancy
- Good command of written and spoken English and Chinese
To apply online, please click on the link. Alternatively, for a confidential discussion please contact Joanne Lo on + 852 6446 3601 or email: firstname.lastname@example.org...