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asset management compliance analyst.

  • hong kong
  • posted 9 days ago
  • closes 12 may 2023
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job details

summary

  • hong kong
  • randstad hong kong
  • HK$20,000 - HK$40,000 per month
  • permanent
  • full-time

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job details

  • key responsibilities

    Supporting the Compliance team in all compliance matters for Asset Management Business, including business compliance and investment compliance
    Providing compliance advice to business units (portfolio managers, marketing team, operations etc) and managements
    Reviewing and updating policies and procedures to ensure adherence with latest regulations and internal policies
    Reviewing fund documents and marketing materials
    Liaising with external parties regarding compliance matters, including exte

  • experience

    6 years

  • skills

    Asset management, compliance, investment compliance, general compliance, regulatory compliance, funds

  • qualifications

    University Degree in Law, Accounting, Finance or relevant disciplines
    At least 1 years compliance experience, strong knowledge in asset management business is a must

  • education

    Bachelor Degree

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